Compliance Under the Microscope
I wanted to share a story of a recent engagement with a law firm to highlight the strategic importance of compliance in today’s legal sector. It started with a single email. A mid-sized law firm received a regulator’s request for evidence following a client complaint. The issue wasn’t malpractice; it was a missed filing deadline caused by a system slowdown. The firm had no audit trail to prove the delay was technical, not procedural.